SBI Securities (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number BGB729). First licensed on 2015-11-13. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2015-11-13 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2018-09-12 |
| CE No. | Name | Chinese |
|---|---|---|
| BDU243 | POON Chung Keung | 潘宗強 |
| BGX575 | KUSANO Jun | 草野潤 |
| BOM838 | OKITA Kazuki |
| CE No. | Name | Chinese |
|---|---|---|
| AXZ411 | MORI Yoji | 森陽嗣 |
| BDF047 | LO Cho Ying | 盧礎瑩 |
| BJH418 | VAN VLIET Nicolas Rudolf | |
| BXJ388 | KAWAI Makoto |