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CHAN Mo Yan

陳慕恩
CE BCI303Licensed IndividualSFO licence active
Official SFC record

CHAN Mo Yan (CE number BCI303) is an individual licensed by the Hong Kong SFC. First licensed on 2013-11-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBNY Mellon Investment Management Hong Kong Limited
紐約梅隆投資管理香港有限公司

Licence Record (4)

2022-03-23 – present Current
BNY Mellon Investment Management Hong Kong Limited Rep
RA 1 RA 4 RA 9
2018-10-22 – 2019-12-12
Baring Asset Management (Asia) Limited Rep
RA 1 RA 4
2013-11-21 – 2018-09-28
JPMorgan Funds (Asia) Limited Rep
RA 1
2013-11-21 – 2018-09-28
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCI303