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LAW Pak Kin Patrick

羅柏堅
CE BCA500Licensed IndividualExecutive OfficerNo active licence
Official SFC record

LAW Pak Kin Patrick (CE number BCA500) is an individual licensed by the Hong Kong SFC. First licensed on 2013-11-01. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBank of America, National Association

Licence Record (2)

2013-11-01 – 2020-08-17
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2013-11-01 – 2020-08-17
Merrill Lynch Far East Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCA500