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Bank of America, National Association

CE AAK796Registered Institution
Date of registration
2005-09-30
Register as of
2026-07-21
Last indexed
2026-07-21 21:05 UTC
Official SFC record

Bank of America, National Association is a Hong Kong SFC registered institution (CE number AAK796). First licensed on 2005-09-30. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2005-09-30
RA 4Advising on Securities就證券提供意見2005-09-30
RA 6Advising on Corporate Finance就機構融資提供意見2005-09-30

Executive Officers (6)

CE No.NameChinese
ABR710CHENG Kin Lung, David鄭建龍
APC220BIJLANI Ashish Harish
AQU060LIU Jie劉杰
ASJ711SU Chin蘇進
BCA500LAW Pak Kin Patrick羅柏堅
BEA760CHAN Yet Wun Joyce陳日韻

HKMA Securities Staff

Source: HKMA Register of Securities Staff of AIs (separate from the SFC register).

Current Securities Staff (112)

Past Staff (680)

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAK796