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SU Chin

蘇進
CE ASJ711Licensed IndividualExecutive OfficerNo active licence
Official SFC record

SU Chin (CE number ASJ711) is an individual licensed by the Hong Kong SFC. First licensed on 2009-01-29. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBank of America, National Association

Licence Record (6)

2010-10-29 – 2020-09-14
Merrill Lynch Far East Limited RO
RA 2
2010-09-03 – 2010-10-29
Merrill Lynch Far East Limited Rep
RA 2
2010-06-30 – 2020-09-14
Merrill Lynch (Asia Pacific) Limited RO
RA 1
2010-06-30 – 2010-12-31
Merrill Lynch Futures (Hong Kong) Limited RO
RA 2
2009-01-29 – 2010-06-30
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2009-01-29 – 2010-06-30
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASJ711