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SEHGAL Vaibhav

CE BBY825Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SEHGAL Vaibhav (CE number BBY825) is an individual licensed by the Hong Kong SFC. First licensed on 2013-10-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerUBS Securities Asia Limited
Responsible OfficerUBS Securities Hong Kong Limited
RepresentativeUBS Securities Asia Limited
RepresentativeUBS Securities Hong Kong Limited

Licence Record (12)

2026-03-17 – present Current
UBS Securities Asia Limited RO
RA 1
2026-03-17 – present Current
UBS Securities Hong Kong Limited RO
RA 1
2025-10-13 – present Current
UBS Securities Asia Limited Rep
RA 1 RA 2
2025-10-13 – present Current
UBS Securities Hong Kong Limited Rep
RA 1 RA 2 RA 7
2023-07-11 – 2025-08-11
Millennium Capital Management (Hong Kong) Limited Rep
RA 1 RA 2 RA 9
2020-03-04 – 2023-05-05
Credit Suisse (Hong Kong) Limited RO
RA 1 RA 2
2020-03-04 – 2023-05-05
Credit Suisse Securities (Hong Kong) Limited RO
RA 1 RA 7
2019-02-12 – 2020-03-04
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2
2019-02-12 – 2020-03-04
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1 RA 7
2018-09-04 – 2018-10-31
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2018-09-04 – 2018-10-31
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2013-10-02 – 2018-06-06
Deutsche Securities Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBY825