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YIM Chi Hang

嚴志恒
CE BBY539Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YIM Chi Hang (CE number BBY539) is an individual licensed by the Hong Kong SFC. First licensed on 2013-09-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (6)

2026-05-14 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited RO
RA 1 RA 6
2026-01-26 – 2026-05-14
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1 RA 6
2022-09-16 – 2025-12-31
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1 RA 6
2022-03-31 – 2022-09-16
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 6
2017-02-02 – 2022-03-18
CCB International Capital Limited Rep
RA 1 RA 4 RA 6
2013-09-26 – 2017-01-22
Guotai Junan Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBY539