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RAN Miao

冉淼
CE BBN537Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

RAN Miao (CE number BBN537) is an individual licensed by the Hong Kong SFC. First licensed on 2013-07-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
RepresentativeChina International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司

Licence Record (7)

2018-10-16 – present Current
China International Capital Corporation Hong Kong Securities Limited RO
RA 1 RA 4
2018-08-13 – present Current
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2
2018-07-30 – 2018-10-16
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4
2017-09-27 – 2018-06-14
CMB International Securities Limited RO
RA 1
2015-09-21 – 2018-06-14
CMB International Securities Limited Rep
RA 1 RA 4
2014-01-14 – 2014-05-16
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4
2013-07-05 – 2013-12-06
BOCI Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBN537