Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SUGAWARA Takamichi

菅原貴道
CE BBM221Licensed IndividualSFO licence active
Official SFC record

SUGAWARA Takamichi (CE number BBM221) is an individual licensed by the Hong Kong SFC. First licensed on 2013-06-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSchonfeld Strategic Advisors (Hong Kong) Limited

Licence Record (4)

2020-04-14 – present Current
Schonfeld Strategic Advisors (Hong Kong) Limited Rep
RA 9
2015-07-13 – 2017-08-03
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2 RA 7
2013-06-28 – 2015-04-30
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2013-06-28 – 2015-04-30
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBM221