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WANG Dong

王棟
CE BBL833Licensed IndividualResponsible OfficerSFO licence active

WANG Dong (CE number BBL833) is an individual licensed by the Hong Kong SFC. First licensed on 2013-09-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerSoochow Securities International Asset Management Limited
東吳證券國際資產管理有限公司
Responsible OfficerSoochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
Responsible OfficerSoochow Securities International Futures Limited
東吳證券國際期貨有限公司

Licence Record (8)