Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Soochow Securities International Asset Management Limited

東吳證券國際資產管理有限公司
CE AYA628Licensed Corporation
Date of licence (SFO)
2012-01-12
Register as of
2026-07-24
Last indexed
2026-07-26 04:05 UTC
Official SFC record

Soochow Securities International Asset Management Limited is a Hong Kong SFC licensed corporation (CE number AYA628). First licensed on 2012-01-12. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 4Advising on Securities就證券提供意見2012-01-12
RA 9Asset Management提供資產管理2012-01-12

Responsible Officers (6)

CE No.NameChinese
BBL833WANG Dong王棟
BBP233ZHANG Ye張曄
BDL890LIU Yihe劉一賀
BEC245CHOI Chung Kiu, Kenny蔡仲橋
BMA563CAI Chengxi蔡琤西
BMP755WANG Shali汪沙莉

Representatives (5)

CE No.NameChinese
BBJ505LIU Sufeng劉蘇鋒
BFA228LAM Ho Wai Howie林浩煒
BNR810WANG Kaifan王愷凡
BSX843YAN Chunsheng顏春盛
BVH741XIA Bowen夏博文

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AYA628