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ZHANG Ye

張曄
CE BBP233Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Ye (CE number BBP233) is an individual licensed by the Hong Kong SFC. First licensed on 2013-11-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSoochow Securities International Asset Management Limited
東吳證券國際資產管理有限公司

Licence Record (8)

2026-05-21 – present Current
Soochow Securities International Asset Management Limited RO
RA 9
2026-03-20 – 2026-05-21
Soochow Securities International Asset Management Limited Rep
RA 9
2024-10-14 – 2025-08-08
Gladwealth Investment Group Limited RO
RA 9
2024-06-28 – 2024-10-14
Gladwealth Investment Group Limited Rep
RA 9
2022-08-19 – 2024-04-22
Caitong International Capital Co., Limited RO
RA 1
2020-06-15 – 2024-04-22
Caitong International Asset Management Co., Limited RO
RA 1
2018-12-06 – 2020-05-29
Caitong International Securities Co., Limited RO
RA 1
2013-11-28 – 2018-12-06
Caitong International Securities Co., Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBP233