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LI Chen

李琛
CE BBK724Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Chen (CE number BBK724) is an individual licensed by the Hong Kong SFC. First licensed on 2013-06-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Industrial Securities International Brokerage Limited
興證國際證券有限公司
RepresentativeChina Industrial Securities International Futures Limited
興證國際期貨有限公司

Licence Record (7)

2026-01-21 – present Current
China Industrial Securities International Futures Limited Rep
RA 2
2026-01-21 – present Current
China Industrial Securities International Brokerage Limited RO
RA 1
2025-03-31 – 2026-01-21
China Industrial Securities International Brokerage Limited Rep
RA 1
2022-02-04 – 2022-07-26
CMBC Securities Company Limited RO
RA 1
2020-03-04 – 2025-01-31
CMBC Securities Company Limited Rep
RA 1
2017-08-28 – 2019-11-19
Barclays Capital Asia Limited Rep
RA 1
2013-06-14 – 2013-08-09
SinoPac Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBK724