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LEE Kwok Wai

李國瑋
CE BAO433Licensed IndividualSFO licence active
Official SFC record

LEE Kwok Wai (CE number BAO433) is an individual licensed by the Hong Kong SFC. First licensed on 2012-12-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNatixis Asia Limited

Licence Record (3)

2025-04-07 – present Current
Natixis Asia Limited Rep
RA 1 RA 2
2021-12-13 – 2022-09-19
Mizuho Securities Asia Limited Rep
RA 1 RA 4
2012-12-03 – 2019-08-29
MUFG Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAO433