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CHONG Kwok Chee

莊國幟
CE BAN207Licensed IndividualSFO licence active
Official SFC record

CHONG Kwok Chee (CE number BAN207) is an individual licensed by the Hong Kong SFC. First licensed on 2012-12-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePGIM (Hong Kong) Limited
保德信(香港)有限公司

Licence Record (9)

2026-10-21 – present Current
PGIM (Hong Kong) Limited Rep
RA 1 RA 4
2025-10-16 – 2026-06-02
Principal Investment & Retirement Services Limited RO
RA 1 RA 4
2022-12-01 – 2026-08-31
Principal Asset Management Company (Asia) Limited Rep
RA 1 RA 4
2021-07-02 – 2026-08-31
Principal Investment & Retirement Services Limited Rep
RA 1 RA 4
2021-07-02 – 2022-12-31
Principal Global Investors (Hong Kong) Limited Rep
RA 4
2020-11-04 – 2021-06-18
Franklin Templeton Investments (Asia) Limited Rep
RA 1 RA 4
2019-04-08 – 2021-06-18
Legg Mason Asset Management Hong Kong Limited Rep
RA 1 RA 4
2015-08-14 – 2019-03-31
Baring Asset Management (Asia) Limited Rep
RA 1 RA 4 RA 9
2012-12-27 – 2015-07-31
CIFM Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAN207