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CHAU Kong Wai

周港威
CE BAA344Licensed IndividualSFO licence active
Official SFC record

CHAU Kong Wai (CE number BAA344) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePinpoint Asset Management Limited
保銀資產管理有限公司

Licence Record (9)

2022-04-25 – present Current
Pinpoint Asset Management Limited Rep
RA 9
2020-09-03 – 2022-04-11
Raffles Assets Management (HK) Co. Limited Rep
RA 1 RA 4 RA 9
2019-08-26 – 2020-08-05
Atlantis Investment Management Limited Rep
RA 4 RA 9
2017-08-01 – 2019-07-02
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2017-08-01 – 2019-07-02
GF Futures (Hong Kong) Co., Limited Rep
RA 2
2017-04-18 – 2017-06-25
SDIC Securities (Hong Kong) Limited Rep
RA 1
2017-04-18 – 2017-06-25
SDIC Securities Futures (Hong Kong) Limited Rep
RA 2
2014-11-27 – 2017-04-05
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 1 RA 2
2012-08-02 – 2013-10-08
Chief Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAA344