Raffles Assets Management (HK) Co. Limited is a Hong Kong SFC licensed corporation (CE number BJO652). First licensed on 2017-09-28. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2021-06-18 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2018-10-08 |
| RA 9 | Asset Management | 提供資產管理 | 2017-09-28 |
| CE No. | Name | Chinese |
|---|---|---|
| AKY161 | CHOW Wai Chiu, William | 曹偉超 |
| ANS310 | LOH Ngiap Chien, Derek | 盧業展 |
| BHY242 | KWAN Chi Man | 關志敏 |
| CE No. | Name | Chinese |
|---|---|---|
| ABM533 | LEUNG Kwok Tung, Fredric | 梁國棟 |
| AGW408 | LAU Kar Yau, Johnny | 劉家祐 |
| AKT530 | CHEUNG Chi Kwan | 張芝筠 |
| AMP250 | CHEUNG Wan Wah | 張尹樺 |
| ANG755 | HUANG Yanqing | |
| AQB108 | CHAN Connie Stella | |
| AQW345 | FAN Tsz Ying | 樊紫盈 |
| ASO560 | YEU KING NGOK | 邱景岳 |
| AUS687 | LUI Kit Chun, Michelle | 呂潔真 |
| AWV025 | TANG Tsz Ting | 鄧紫婷 |
| AWV206 | NGAI Sze Ha, Sylvia | 倪詩霞 |
| AYI484 | LAW Wing Yin | 羅穎妍 |
| BAB335 | MAK Yuet Lai Yvonne | 麥月麗 |
| BER414 | ZHANG Ruolan | 張若蘭 |
| BFP139 | WONG Pui Shan | 王佩珊 |
| BII168 | CHENG Wei Ting | 鄭微亭 |
| BJH999 | LI Ngai Shing | 李羿承 |
| BLH622 | LOUIE ON LAI | 雷安麗 |
| BLR824 | LAI King Man | |
| BML935 | CHAN Man Ching | 陳文清 |
| BNT862 | PANG Wing Fai | 彭永輝 |
| BQX037 | KWOK Pui Yu Pauly | 郭珮瑜 |
| BRJ274 | LO Lei Yee | 盧莉兒 |
| BRR541 | LEUNG Ho Chi Edmund | 梁皓智 |
| BRS104 | LIAO Xueyan | 廖雪雁 |
| BSE698 | HSU YU-CHI | 許郁琪 |
| BSW965 | TSAO Hung Wai | 曹雄偉 |
| BTB080 | LIANG Jia Jhen | 梁家榛 |
| BTB764 | HO YUEN MAN | 何婉雯 |
| BTG802 | CHEN James Tze Chia | 陳志介 |
| BTK023 | YAN Lok Hang | 殷樂恒 |
| BTZ237 | WOO Lai Man Mandy | 胡麗文 |
| BUK459 | XU Xiaofan | 徐晓帆 |
| BUT494 | YEUNG Sai Hang | 楊世衡 |
| BVF586 | YEUNG Wai Man | 楊慧敏 |
| BVI516 | TO Kin Ki | 陶鍵棋 |
| BVM702 | TSE BARRY | 謝宇聰 |
| BWC989 | CHAN Yui Richard | 陳睿 |
| BWV262 | LEE Yu Yuk Joyce | 李如玉 |
| BWW388 | CHEN Chao | 陳超 |
| BXI597 | CHEUNG Tsz Ching | 張芷菁 |
| BXU671 | LAM Kwun Man | 林冠汶 |
| BXY603 | HSIEH Hsiao-Ching | 謝曉晴 |
| BXZ960 | KO Ya-Ting | 柯雅婷 |
| BYB095 | CHIANG Sin Yu | 姜心愉 |