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LAW Wing Yin

羅穎妍
CE AYI484Licensed IndividualSFO licence active
Official SFC record

LAW Wing Yin (CE number AYI484) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRaffles Assets Management (HK) Co. Limited
萬方資產管理(香港)有限公司

Licence Record (3)

2022-12-19 – present Current
Raffles Assets Management (HK) Co. Limited Rep
RA 9
2020-08-07 – 2022-10-28
KEYSTONE CAPITAL LIMITED Rep
RA 1 RA 4 RA 9
2011-10-27 – 2020-07-19
BOCI Securities Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYI484