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SINGHAL Gaurav Jagdish

CE AZW888Licensed IndividualSFO licence active
Official SFC record

SINGHAL Gaurav Jagdish (CE number AZW888) is an individual licensed by the Hong Kong SFC. First licensed on 2012-07-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWFM Asia (HK) Limited

Licence Record (5)

2025-04-24 – present Current
WFM Asia (HK) Limited Rep
RA 4 RA 9
2022-05-26 – 2025-03-31
Aspex Management (HK) Limited Rep
RA 9
2016-11-10 – 2022-02-28
Davidson Kempner Asia Limited Rep
RA 9
2014-11-25 – 2016-09-03
Nomura International (Hong Kong) Limited Rep
RA 4
2012-07-30 – 2014-09-24
Morgan Stanley Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZW888