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LIU Jian

劉見
CE AZR740Licensed IndividualSFO licence active
Official SFC record

LIU Jian (CE number AZR740) is an individual licensed by the Hong Kong SFC. First licensed on 2012-06-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLake Bleu Capital (Hong Kong) Limited
清池資本（香港）有限公司

Licence Record (9)

2025-08-27 – present Current
Lake Bleu Capital (Hong Kong) Limited Rep
RA 9
2023-01-06 – 2024-02-10
SDHG International Asset Management Limited Rep
RA 4 RA 9
2021-12-06 – 2022-08-23
Aspoon Capital Limited Rep
RA 9
2021-07-29 – 2021-10-01
Gavekal Capital Limited Rep
RA 9
2017-12-13 – 2021-04-25
China Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2015-11-18 – 2017-11-30
Guosen Securities (HK) Asset Management Company Limited Rep
RA 1 RA 4 RA 9
2012-11-21 – 2025-08-25
Rifa Securities Limited Rep
RA 1
2012-11-21 – 2025-08-25
Rifa Futures Limited Rep
RA 2
2012-06-15 – 2012-10-16
CES Capital International (Hong Kong) Co., Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZR740