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WU Chi Chung, Nelson

胡智聰
CE AZR638Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Chi Chung, Nelson (CE number AZR638) is an individual licensed by the Hong Kong SFC. First licensed on 2012-07-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerEddid Securities and Futures Limited
艾德證券期貨有限公司

Licence Record (5)

2022-10-05 – present Current
Eddid Securities and Futures Limited RO
RA 1 RA 4 RA 9
2022-08-01 – 2022-10-05
Eddid Securities and Futures Limited Rep
RA 1 RA 4 RA 9
2020-03-30 – 2022-03-10
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED RO
RA 1 RA 4 RA 9
2016-09-27 – 2020-01-03
Dragon Investment Advisory Company Limited RO
RA 1 RA 4 RA 9
2012-07-09 – 2015-07-15
DBS Asia Capital Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZR638