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Dragon Investment Advisory Company Limited

雲龍資本投資顧問有限公司
CE BHK241Licensed Corporation
Date of licence (SFO)
2016-09-27
Register as of
2026-07-21
Last indexed
2026-07-22 11:05 UTC
Official SFC record

Dragon Investment Advisory Company Limited is a Hong Kong SFC licensed corporation (CE number BHK241). First licensed on 2016-09-27. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2018-02-28
RA 4Advising on Securities就證券提供意見2018-02-28
RA 9Asset Management提供資產管理2016-09-27

Responsible Officers (2)

CE No.NameChinese
AEW118ZHAI Jun翟隽
AFG448CHEN Danhua陳丹華

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BHK241