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ZHAI Jun

翟隽
CE AEW118Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHAI Jun (CE number AEW118) is an individual licensed by the Hong Kong SFC. First licensed on 2006-05-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDragon Investment Advisory Company Limited
雲龍資本投資顧問有限公司

Licence Record (3)

2016-09-27 – present Current
Dragon Investment Advisory Company Limited RO
RA 1 RA 4 RA 9
2006-05-22 – 2014-03-14
Macquarie Capital Limited Rep
RA 1 RA 6
2006-05-22 – 2014-03-14
Macquarie Corporate (Hong Kong) Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEW118