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CHAN Wai Ki, Joffee

陳慧琪
CE AZN568Licensed IndividualSFO licence active
Official SFC record

CHAN Wai Ki, Joffee (CE number AZN568) is an individual licensed by the Hong Kong SFC. First licensed on 2016-05-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAurora Borealis Investment Services Limited
北極光證券投資服務有限公司

Licence Record (2)

2018-09-24 – present Current
Aurora Borealis Investment Services Limited Rep
RA 1 RA 9
2016-05-10 – 2018-08-17
RaffAello Securities (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZN568