Aurora Borealis Investment Services Limited
北極光證券投資服務有限公司
CE BGM262Licensed Corporation
Aurora Borealis Investment Services Limited is a Hong Kong SFC licensed corporation (CE number BGM262). First licensed on 2016-05-18. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2016-05-18 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2016-05-18 |
| RA 9 | Asset Management | 提供資產管理 | 2016-05-18 |
Responsible Officers (2)
| CE No. | Name | Chinese |
|---|
| ADW646 | LAU Shek Yuen, Simon | 劉錫源 |
| BAI111 | NG Ho Yin | 吳浩賢 |
Representatives (2)
| CE No. | Name | Chinese |
|---|
| AZN568 | CHAN Wai Ki, Joffee | 陳慧琪 |
| BJL657 | HUI Ka Wai | 許嘉威 |