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HUI Ka Wai

許嘉威
CE BJL657Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUI Ka Wai (CE number BJL657) is an individual licensed by the Hong Kong SFC. First licensed on 2017-06-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerAurora Borealis Investment Services Limited
北極光證券投資服務有限公司
RepresentativeAurora Borealis Investment Services Limited
北極光證券投資服務有限公司

Licence Record (10)

2026-07-21 – present Current
Aurora Borealis Investment Services Limited Rep
RA 1 RA 4 RA 9
2025-10-31 – 2026-06-11
Butterfly Holding Limited RO
RA 4 RA 9
2025-04-03 – 2025-10-30
Donghai International Securities (Hong Kong) Limited RO
RA 1
2024-11-28 – 2025-02-28
COFCO Asset Management (International) Company Limited RO
RA 1 RA 4 RA 9
2024-10-02 – 2024-11-28
COFCO Asset Management (International) Company Limited Rep
RA 1 RA 4 RA 9
2022-11-16 – 2024-07-15
Phoenician Securities Limited RO
RA 1
2022-11-16 – 2024-07-15
Phoenician Limited RO
RA 4 RA 9
2022-08-30 – 2022-11-16
Phoenician Securities Limited Rep
RA 1
2022-08-30 – 2022-11-16
Phoenician Limited Rep
RA 4 RA 9
2017-06-20 – 2020-09-30
Tang Ping Kong Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJL657