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RaffAello Securities (HK) Limited

CE ALS046Licensed Corporation
Date of licence (SFO)
2005-03-30
Register as of
2026-07-23
Last indexed
2026-07-23 18:05 UTC
Official SFC record

RaffAello Securities (HK) Limited is a Hong Kong SFC licensed corporation (CE number ALS046). First licensed on 2005-03-30. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2005-03-30
RA 4Advising on Securities就證券提供意見2014-03-28

HKEX Participantships (2)

HKSCC Clearing Participant #B01795 SEHK Participant #01795

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (3)

CE No.NameChinese
ADI252LEE Ha Young李夏榮
AVY716WONG Lok Wa黃洛樺
BIS018LAM Bun Hei林品希

Representatives (2)

CE No.NameChinese
ABY743YUNG Yuk Chun容玉珍
BDO465CHEUNG Mei Wan張美雲

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/ALS046