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LAM Bun Hei

林品希
CE BIS018Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Bun Hei (CE number BIS018) is an individual licensed by the Hong Kong SFC. First licensed on 2017-01-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerRaffAello Investment Management (HK) Limited
Responsible OfficerRaffAello Securities (HK) Limited

Licence Record (4)

2021-03-23 – present Current
RaffAello Investment Management (HK) Limited RO
RA 9
2020-04-27 – present Current
RaffAello Securities (HK) Limited RO
RA 1 RA 4
2019-03-08 – 2025-05-26
RaffAello Capital Limited Rep
RA 6
2017-01-10 – 2020-11-13
RaffAello Securities (HK) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIS018