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WONG Lok Wa

黃洛樺
CE AVY716Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Lok Wa (CE number AVY716) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRaffAello Securities (HK) Limited

Licence Record (3)

2018-09-20 – present Current
RaffAello Securities (HK) Limited RO
RA 1 RA 4
2012-03-07 – 2018-09-20
RaffAello Securities (HK) Limited Rep
RA 1
2010-09-28 – 2012-02-25
BOCOM International Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVY716