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CHAN Kin Pan

陳健斌
CE AZB954Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Kin Pan (CE number AZB954) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAspenwood Capital Limited
嘉桓資本有限公司

Licence Record (6)

2016-11-15 – present Current
Aspenwood Capital Limited RO
RA 4 RA 9
2015-11-04 – 2016-11-03
Hong Kong Asset Management Limited RO
RA 4
2015-08-28 – 2016-11-03
Hong Kong Asset Management Limited Rep
RA 4 RA 9
2012-04-25 – 2013-01-24
Barclays Capital Asia Limited Rep
RA 1 RA 6
2012-03-01 – 2012-03-29
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4
2012-03-01 – 2012-03-29
Merrill Lynch Far East Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZB954