Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHEN Tu Hsin, Christopher

陳篤信
CE AZB705Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Tu Hsin, Christopher (CE number AZB705) is an individual licensed by the Hong Kong SFC. First licensed on 2012-02-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerAmerican Century Investment Management (Asia Pacific) Limited

Licence Record (7)

2023-08-29 – present Current
American Century Investment Management (Asia Pacific) Limited RO
RA 1 RA 4
2018-07-19 – 2023-08-29
American Century Investment Management (Asia Pacific) Limited Rep
RA 1 RA 4
2017-04-13 – 2018-06-29
Baring Asset Management (Asia) Limited Rep
RA 1 RA 4
2015-07-02 – 2017-04-01
Mirae Asset Global Investments (Hong Kong) Limited Rep
RA 1 RA 4
2014-11-14 – 2015-06-07
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4 RA 9
2014-11-14 – 2014-12-31
BlackRock (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2012-02-23 – 2014-11-03
RCM Asia Pacific Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZB705