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YU Hui

俞慧
CE AYS989Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YU Hui (CE number AYS989) is an individual licensed by the Hong Kong SFC. First licensed on 2012-01-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
Responsible OfficerGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (10)

2025-02-25 – present Current
GF Securities (Hong Kong) Brokerage Limited RO
RA 1
2025-02-25 – present Current
GF Capital (Hong Kong) Limited RO
RA 6
2023-09-07 – 2025-02-25
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2023-09-07 – 2025-02-25
GF Capital (Hong Kong) Limited Rep
RA 6
2018-10-26 – 2020-11-26
CLSA Limited RO
RA 1 RA 4
2018-10-26 – 2020-11-26
CITIC Securities (Hong Kong) Limited RO
RA 4 RA 6
2018-06-08 – 2018-10-26
CLSA Limited Rep
RA 1 RA 4
2018-06-08 – 2018-10-26
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2015-11-23 – 2022-12-14
J.P. Morgan Securities (Far East) Limited RO
RA 1 RA 4 RA 6
2012-01-13 – 2021-04-07
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYS989