TONG Tao

童韜

CE AYA343Licensed IndividualExecutive OfficerNo active licence

TONG Tao (CE number AYA343) is an individual licensed by the Hong Kong SFC. First licensed on 2011-10-27. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Executive Officer	Oversea-Chinese Banking Corporation Limited 華僑銀行

Licence Record (6)

2021-12-29 – 2023-07-25

Lazard Asia (Hong Kong) Limited RO

RA 6

2021-11-18 – 2023-07-25

Lazard Asia (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

2020-02-07 – 2021-10-28

Huatai Financial Holdings (Hong Kong) Limited RO

RA 6

2019-09-25 – 2021-10-28

Huatai Financial Holdings (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

2017-09-20 – 2019-08-16

Anglo Chinese Corporate Finance, Limited RO

RA 6

2011-10-27 – 2018-02-14

Anglo Chinese Corporate Finance, Limited Rep

RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYA343