Oversea-Chinese Banking Corporation Limited is a Hong Kong SFC registered institution (CE number AAD499). First licensed on 2007-03-01. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2007-03-01 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2007-03-01 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2009-09-02 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ADE458 | AU On Kit, Jason | 歐安傑 |
| AOT413 | MAN Lai Kai | 文麗佳 |
| AYA343 | TONG Tao | 童韜 |
| AZQ966 | WANG Zai Liang | 王在亮 |
| BCF192 | CHAN Wing Hang | 陳泳恒 |
| BEX963 | YUEN Lung Hin | 袁龍軒 |
| BFT406 | PANG Lok Man | 彭樂文 |