IU Ho Yee, Janice

姚皓儀

CE AZL145Licensed IndividualExecutive OfficerSFO licence active

IU Ho Yee, Janice (CE number AZL145) is an individual licensed by the Hong Kong SFC. First licensed on 2012-05-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

Capacity	Company / Institution
Executive Officer	Oversea-Chinese Banking Corporation Limited 華僑銀行

Licence Record (9)

2025-02-27 – 2026-04-30

Arta Corporate Advisory Limited RO

RA 6

2025-02-11 – 2026-04-30

Arta Asset Management Limited Rep

RA 1 RA 4

2025-02-11 – 2025-02-27

Arta Corporate Advisory Limited Rep

RA 6

2022-06-07 – 2024-07-05

SMBC Nikko Securities (Hong Kong) Limited RO

RA 1 RA 4 RA 6

2022-05-18 – 2022-06-07

SMBC Nikko Securities (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

2021-10-25 – 2022-05-13

CCB International Capital Limited RO

RA 1 RA 4 RA 6

2014-01-14 – 2015-05-12

CCB International Securities Limited Rep

RA 1

2013-12-19 – 2021-10-25

CCB International Capital Limited Rep

RA 1 RA 4 RA 6

2012-05-14 – 2013-12-08

Welkin Links Asset Management Limited Rep

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZL145