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WANG Sangli

王桑黎
CE AXY801Licensed IndividualSFO licence active
Official SFC record

WANG Sangli (CE number AXY801) is an individual licensed by the Hong Kong SFC. First licensed on 2011-09-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (3)

2013-07-12 – present Current
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2013-02-14 – 2013-06-05
China Merchants Securities (HK) Co., Limited Rep
RA 6
2011-09-05 – 2012-09-21
Nomura International (Hong Kong) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXY801