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WONG Ka Ho

王家豪
CE AXX645Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Ka Ho (CE number AXX645) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWan Lung Securities Limited
萬隆證券有限公司

Licence Record (8)

2022-10-10 – present Current
Wan Lung Securities Limited RO
RA 1 RA 4 RA 9
2021-06-30 – 2022-08-09
Zhonghui International Securities Limited RO
RA 1 RA 4 RA 9
2019-08-29 – 2020-08-29
Founder Securities (Hong Kong) Limited RO
RA 1
2019-05-30 – 2019-08-29
Founder Securities (Hong Kong) Limited Rep
RA 1
2016-03-02 – 2018-11-02
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 1
2016-03-02 – 2018-11-02
Guosen Securities (HK) Capital Company Limited Rep
RA 1 RA 6
2011-08-22 – 2016-02-14
Everbright Securities Global (HK) Limited Rep
RA 1 RA 6
2011-08-22 – 2016-02-14
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXX645