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LEE Wing Ting

李穎婷
CE AXO756Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Wing Ting (CE number AXO756) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPIMCO Asia Limited
品浩投資管理(亞洲)有限公司

Licence Record (4)

2026-05-13 – present Current
PIMCO Asia Limited RO
RA 1 RA 4 RA 9
2012-12-03 – 2026-05-13
PIMCO Asia Limited Rep
RA 1 RA 4 RA 9
2011-07-05 – 2012-11-12
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2011-07-05 – 2012-11-12
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXO756