Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEE Tsz Heng

李芷蘅
CE AXO514Licensed IndividualSFO licence active
Official SFC record

LEE Tsz Heng (CE number AXO514) is an individual licensed by the Hong Kong SFC. First licensed on 2011-07-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAIA Investment Management HK Limited
友邦投資管理香港有限公司

Licence Record (4)

2023-05-29 – present Current
AIA Investment Management HK Limited Rep
RA 4 RA 9
2014-01-30 – 2023-04-28
AXA Investment Managers Asia Limited Rep
RA 1 RA 4 RA 9
2014-01-30 – 2017-08-11
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) Rep
RA 1 RA 4 RA 9
2011-07-12 – 2014-01-10
UBS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXO514