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WONG Cheuk Yen Kristy

黃琸殷
CE AXN025Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Cheuk Yen Kristy (CE number AXN025) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerM&G Investments (Hong Kong) Limited
RepresentativeM&G Investments (Hong Kong) Limited

Licence Record (5)

2024-11-04 – present Current
M&G Investments (Hong Kong) Limited Rep
RA 1 RA 4
2023-10-03 – 2024-10-18
PineBridge Investments Asia Limited Rep
RA 1 RA 4
2023-10-03 – 2024-10-18
PineBridge Investments Hong Kong Limited Rep
RA 1
2020-12-02 – 2023-09-18
Schroder Investment Management (Hong Kong) Limited Rep
RA 1 RA 4
2011-06-29 – 2020-11-13
GAM Hong Kong Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXN025