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DONG Ye

董燁
CE AXL952Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

DONG Ye (CE number AXL952) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCinda International Asset Management Limited
信達國際資產管理有限公司

Licence Record (4)

2026-01-02 – present Current
Cinda International Asset Management Limited RO
RA 4 RA 9
2013-03-28 – 2026-01-02
Cinda International Asset Management Limited Rep
RA 4 RA 9
2011-06-27 – 2012-11-14
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2011-06-27 – 2012-11-14
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXL952