Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NAN Nan

南楠
CE AXG319Licensed IndividualSFO licence active
Official SFC record

NAN Nan (CE number AXG319) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeT. Rowe Price Hong Kong Limited
普徠仕香港有限公司

Licence Record (5)

2019-11-29 – present Current
T. Rowe Price Hong Kong Limited Rep
RA 4 RA 9
2019-07-17 – 2019-11-28
Ping An of China Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2016-05-27 – 2018-09-01
Guotai Junan Assets (Asia) Limited Rep
RA 1 RA 4 RA 9
2016-01-29 – 2016-05-19
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2011-06-01 – 2016-01-06
Moody's Investors Service Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXG319