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ZHOU Gang

周剛
CE AWP701Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHOU Gang (CE number AWP701) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRIME Capital Limited
霧凇資本有限公司

Licence Record (7)

2024-12-03 – present Current
RIME Capital Limited RO
RA 1 RA 4 RA 9
2024-10-25 – 2024-12-03
RIME Capital Limited Rep
RA 1 RA 4
2023-10-26 – 2024-07-12
Lombard Odier (Hong Kong) Limited Rep
RA 1 RA 4
2023-03-09 – 2023-05-07
Shenwan Hongyuan Securities (H.K.) Limited RO
RA 1 RA 4
2022-11-25 – 2023-03-09
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1 RA 4
2011-01-11 – 2013-10-01
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 2
2011-01-11 – 2011-12-30
BNP Paribas Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWP701