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TANG Siu Yee Connie

鄧兆怡
CE AWJ624Licensed IndividualSFO licence active
Official SFC record

TANG Siu Yee Connie (CE number AWJ624) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLGT Investment Management (Asia) Limited

Licence Record (4)

2019-09-17 – present Current
LGT Investment Management (Asia) Limited Rep
RA 1
2010-12-06 – 2012-05-14
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2010-12-01 – 2012-05-14
Morgan Stanley Asia Limited Rep
RA 1
2010-12-01 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWJ624