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PAN Dengzhao

潘登釗
CE AWE392Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PAN Dengzhao (CE number AWE392) is an individual licensed by the Hong Kong SFC. First licensed on 2010-10-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerKKR Capital Markets Asia Limited
RepresentativeKKR Capital Markets Asia Limited

Licence Record (5)

2023-05-19 – present Current
KKR Capital Markets Asia Limited RO
RA 9
2022-10-19 – present Current
KKR Capital Markets Asia Limited Rep
RA 1 RA 4 RA 9
2018-03-05 – 2022-09-09
Taconic Capital Advisors (Hong Kong) Limited RO
RA 9
2013-03-07 – 2018-03-05
Taconic Capital Advisors (Hong Kong) Limited Rep
RA 9
2010-10-26 – 2013-02-04
Morgan Stanley Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWE392