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KKR Capital Markets Asia Limited

CE ASY362Licensed Corporation
Date of licence (SFO)
2009-10-22
Register as of
2026-07-22
Last indexed
2026-07-23 05:05 UTC
Official SFC record

KKR Capital Markets Asia Limited is a Hong Kong SFC licensed corporation (CE number ASY362). First licensed on 2009-10-22. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2009-10-22
RA 4Advising on Securities就證券提供意見2009-10-22
RA 9Asset Management提供資產管理2021-11-24

Responsible Officers (4)

CE No.NameChinese
AFZ874RICHDALE Kate Gaskell
AWE392PAN Dengzhao潘登釗
AYC599YIN Haining殷海寧
BDO963RAPOSIO Diane

Representatives (9)

CE No.NameChinese
ALE828PATTAR Jasvinder Singh
AVN086CHOW Sharon Estella周依霖
AWE392PAN Dengzhao潘登釗
BQK259DANG Yun党耘
BTB826KOT Chung Sally葛叢
BUO464LI Mengze栗梦澤
BUX504YAN Tao颜韬
BVE693YANG Xiao楊瀟
BVV802CHIU Haidee趙克謙

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/ASY362