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JONES Edward Harry James

CE AVV550Licensed IndividualSFO licence active
Official SFC record

JONES Edward Harry James (CE number AVV550) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeViridian Asset Management Limited

Licence Record (7)

2024-08-06 – present Current
Viridian Asset Management Limited Rep
RA 9
2020-10-19 – 2024-01-31
Macquarie Asia Securities Limited Rep
RA 1
2017-09-06 – 2018-08-31
Macquarie Capital Limited Rep
RA 1 RA 7
2017-01-11 – 2017-07-28
Mirabaud (Asia) Limited Rep
RA 1 RA 4
2015-06-26 – 2016-08-10
SG Securities (HK) Limited Rep
RA 1 RA 2 RA 7
2010-09-02 – 2015-01-19
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2010-09-02 – 2015-01-19
Merrill Lynch Far East Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVV550