Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI Yin Hei, David

李衍熹
CE AVT129Licensed IndividualSFO licence active
Official SFC record

LI Yin Hei, David (CE number AVT129) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFranklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司

Licence Record (10)

2022-07-20 – present Current
Franklin Templeton Investments (Asia) Limited Rep
RA 1 RA 9
2017-06-26 – 2021-09-30
Pinerion Investment Advisory Limited RO
RA 4
2016-04-19 – 2021-09-06
Pinerion Asset Management Limited RO
RA 9
2016-01-07 – 2016-03-11
Polymathy Capital Limited RO
RA 9
2015-09-23 – 2016-01-07
Polymathy Capital Limited Rep
RA 9
2013-06-07 – 2015-05-29
FIL Investment Advisors Rep
RA 4 RA 9
2013-06-07 – 2015-05-29
FIL Investment Management (Hong Kong) Limited Rep
RA 4 RA 9
2010-08-23 – 2011-05-09
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2010-08-23 – 2011-05-09
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2
2010-08-23 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVT129