WANG Yuxuan

王宇軒

CE AVS196Licensed IndividualResponsible OfficerSFO licence active

WANG Yuxuan (CE number AVS196) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Zircon Securities (HK) Limited 卓銳證券(香港)有限公司
Representative	Zircon Securities (HK) Limited 卓銳證券(香港)有限公司

Licence Record (11)

2025-05-28 – present Current

Zircon Securities (HK) Limited Rep

RA 4

2024-03-26 – present Current

Zircon Securities (HK) Limited RO

RA 9

2022-07-29 – 2024-01-03

Splentide Capital Limited Rep

RA 1 RA 4 RA 9

2020-06-16 – 2022-04-15

Avenue Family Office Limited Rep

RA 1 RA 4 RA 9

2020-05-13 – 2022-04-15

Avenue Asset Management Limited Rep

RA 4 RA 9

2018-10-02 – 2020-04-29

FountainCap Research & Investment (Hong Kong) Co., Limited Rep

RA 9

2013-11-22 – 2016-12-14

CMS Asset Management (HK) Co., Limited Rep

RA 9

2010-12-16 – 2013-11-22

China Merchants Securities (HK) Co., Limited Rep

RA 1

2010-12-16 – 2013-11-22

China Merchants Futures (HK) Co., Limited Rep

RA 2

2010-09-13 – 2010-12-01

Kaiser Securities Limited Rep

RA 1

2010-09-13 – 2010-12-01

Kaiser Futures Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVS196