Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TSUI Yat Yin

徐逸彥
CE AVQ975Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSUI Yat Yin (CE number AVQ975) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChangjiang Securities Brokerage (HK) Limited
長江證券經紀(香港)有限公司

Licence Record (7)

2026-07-23 – present Current
Changjiang Securities Brokerage (HK) Limited RO
RA 1
2026-07-10 – 2026-07-23
Changjiang Securities Brokerage (HK) Limited Rep
RA 1
2025-05-27 – 2026-07-01
China Galaxy International Securities (Hong Kong) Co., Limited RO
RA 1
2023-03-08 – 2026-07-01
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2012-07-25 – 2025-05-27
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2012-03-07 – 2012-07-17
Barclays Capital Asia Limited Rep
RA 1
2010-08-16 – 2012-02-03
Samsung Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVQ975